Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Boussard & Gavaudan Investment Management LLP (no longer approved here)

    FRN 612226

    • [FCA CF] Significant management (9 Dec 2019 to 11 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 May 2023)
    • SMF27 Partner (9 Dec 2019 to 11 May 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 May 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 May 2023)
    • CF4 Partner (23 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Mar 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.