Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF9 Chair of the Governing Body (since 3 Nov 2022)
- [FCA CF] Client dealing (since 16 Sep 2022)
- [FCA CF] Material risk taker (since 16 Sep 2022)
- [FCA CF] Significant management (since 16 Sep 2022)
- SMF27 Partner (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 29 Sep 2023)
- CF4 Partner (11 Jul 2014 to 8 Dec 2019)
- CF28 Systems and controls (11 Jul 2014 to 8 Dec 2019)
- CF3 Chief Executive (11 Jul 2014 to 8 Dec 2019)
- CF30 Customer (11 Jul 2014 to 8 Dec 2019)
-
- CF10 Compliance Oversight (30 Nov 2007 to 20 Aug 2009)
- CF4 Partner (30 Nov 2007 to 19 Nov 2014)
- CF11 Money Laundering Reporting (30 Nov 2007 to 20 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.