Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 3 Nov 2022)
    • [FCA CF] Client dealing (since 16 Sep 2022)
    • [FCA CF] Material risk taker (since 16 Sep 2022)
    • [FCA CF] Significant management (since 16 Sep 2022)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 29 Sep 2023)
    • CF4 Partner (11 Jul 2014 to 8 Dec 2019)
    • CF28 Systems and controls (11 Jul 2014 to 8 Dec 2019)
    • CF3 Chief Executive (11 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (11 Jul 2014 to 8 Dec 2019)
  • Square Capital LLP (no longer approved here)

    FRN 473712

    • CF10 Compliance Oversight (30 Nov 2007 to 20 Aug 2009)
    • CF4 Partner (30 Nov 2007 to 19 Nov 2014)
    • CF11 Money Laundering Reporting (30 Nov 2007 to 20 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

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