BORDER TO COAST PENSIONS PARTNERSHIP LIMITED

• Principal Place of Business

  Border To Coast Pensions Partnership

  Toronto Square

  Toronto Street

  Leeds

  LS1 2HJ

  UNITED KINGDOM

  Phone

  +4401134872550

  Web

  https://www.bordertocoast.org.uk

• Complaints Contact

  Border To Coast Pensions Partnership

  Toronto Square

  Toronto Street

  Leeds

  LS1 2HJ

  UNITED KINGDOM

  Phone

  +441134872550

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• MATTHEW HOLDGATE

  IRN MXH02301

  • [FCA CF] Client dealing (since 28 Aug 2023)
• Mandakini Navnitlal McConnell

  IRN MNM01066

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Nov 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 19 Nov 2020)
  • CF11 Money Laundering Reporting (15 May 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 May 2018 to 8 Dec 2019)
  • CF29 Significant management (15 May 2018 to 8 Dec 2019)
• Mark Anthony Lyon

  IRN MAL01243

  • [FCA CF] Client dealing (since 18 Dec 2020)
  • [FCA CF] Manager of certification employee (since 18 Dec 2020)
  • [FCA CF] Material risk taker (since 18 Dec 2020)
  • CF30 Customer (15 May 2018 to 8 Dec 2019)
• Mark Henry Gordon-James

  IRN MHG01022

  • [FCA CF] Client dealing (since 31 Jan 2023)
• Martin Julian Paul Green

  IRN MJG01145

  • [FCA CF] Client dealing (18 Dec 2020 to 27 Feb 2022)
  • [FCA CF] Material risk taker (18 Dec 2020 to 27 Feb 2022)
  • CF30 Customer (12 Sep 2018 to 8 Dec 2019)
• Mathew Dawson

  IRN MXD02721

  • CF30 Customer (19 Jun 2018 to 26 Feb 2019)
• Michael Craig Vinton

  IRN MCV01016

  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Sep 2021 to 1 Oct 2023)
  • SMF16 Compliance Oversight (13 Sep 2021 to 1 Oct 2023)
  • [FCA CF] Material risk taker (13 Sep 2021 to 1 Oct 2023)
• Milo George Eaton Kerr

  IRN MGK01064

  • [FCA CF] Material risk taker (since 20 Jun 2022)
• Neil Hawkins

  IRN NXH00151

  • [FCA CF] Material risk taker (since 18 Dec 2020)
• Nicholas James Moore

  IRN NXM00452

  • [FCA CF] Client dealing (since 31 Jan 2023)

No changes recorded yet.