BMSG Wealth Management Limited

• Principal Place of Business

  2 Water Street

  Stamford

  Lincolnshire

  PE9 2NJ

  UNITED KINGDOM

  Phone

  +4403300430057

  Web

  https://www.bmsgwealth.co.uk

• Complaints Contact

  2 Water Street

  Stamford

  Lincolnshire

  PE9 2NJ

  UNITED KINGDOM

  Phone

  +447544331301

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin James Ewington

  IRN CJE01062

  • SMF16 Compliance Oversight (16 Mar 2021 to 24 Dec 2021)
  • Responsible for Insurance Distribution (16 Mar 2021 to 24 Dec 2021)
  • [FCA CF] Functions requiring qualifications (16 Mar 2021 to 24 Dec 2021)
  • [FCA CF] Client dealing (16 Mar 2021 to 24 Dec 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Mar 2021 to 24 Dec 2021)
  • SMF3 Executive Director (16 Mar 2021 to 24 Dec 2021)
• Daniel Robert Webber

  IRN DXW14456

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 3 Jan 2024)
  • [FCA CF] Client dealing (3 Jan 2024 to 25 Apr 2024)
• Gareth Edwards

  IRN GXE00132

  • [FCA CF] Functions requiring qualifications (24 Apr 2024 to 29 Dec 2025)
• George Firmin

  IRN GRF01048

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 28 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 28 Mar 2025)
• James Leonard Rolfe

  IRN JLR01123

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • Responsibility for MCD Intermediation (since 20 Oct 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Feb 2023)
  • Responsible for Insurance Distribution (since 28 Feb 2023)
  • SMF16 Compliance Oversight (since 28 Feb 2023)
  • SMF3 Executive Director (since 28 Feb 2023)
  • [FCA CF] Client dealing (since 26 Oct 2022)
  • [FCA CF] Functions requiring qualifications (since 26 Oct 2022)
• John Elias

  IRN JXE00063

  • [FCA CF] Client dealing (9 May 2024 to 16 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 May 2024 to 16 Apr 2025)
• Matthew James Southgate Sands

  IRN MJS01532

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 15 Mar 2024)
  • SMF3 Executive Director (since 16 Mar 2021)
  • [FCA CF] Client dealing (15 Mar 2024 to 25 Apr 2024)
• Stephen James King

  IRN SXK20824

  • SMF16 Compliance Oversight (24 Dec 2021 to 2 Nov 2022)
  • Responsible for Insurance Distribution (24 Dec 2021 to 2 Nov 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (24 Dec 2021 to 2 Nov 2022)
  • SMF3 Executive Director (16 Mar 2021 to 2 Nov 2022)
  • [FCA CF] Client dealing (16 Mar 2021 to 16 Dec 2022)
  • [FCA CF] Functions requiring qualifications (16 Mar 2021 to 16 Dec 2022)
• Wen Austin

  IRN WXA00054

  • [FCA CF] Functions requiring qualifications (24 Apr 2024 to 25 Feb 2026)
  • [FCA CF] Client dealing (24 Apr 2024 to 25 Feb 2026)

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