Stephen James King

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BMSG Wealth Management Limited (no longer approved here)

    FRN 929810

    • Responsible for Insurance Distribution (24 Dec 2021 to 2 Nov 2022)
    • SMF16 Compliance Oversight (24 Dec 2021 to 2 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Dec 2021 to 2 Nov 2022)
    • SMF3 Executive Director (16 Mar 2021 to 2 Nov 2022)
    • [FCA CF] Client dealing (16 Mar 2021 to 16 Dec 2022)
    • [FCA CF] Functions requiring qualifications (16 Mar 2021 to 16 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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