Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (16 Mar 2021 to 24 Dec 2021)
- SMF16 Compliance Oversight (16 Mar 2021 to 24 Dec 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Mar 2021 to 24 Dec 2021)
- SMF3 Executive Director (16 Mar 2021 to 24 Dec 2021)
- [FCA CF] Client dealing (16 Mar 2021 to 24 Dec 2021)
- [FCA CF] Functions requiring qualifications (16 Mar 2021 to 24 Dec 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.