BlueBay Asset Management LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
4th Floor100 BishopsgateLondonEC2N 4AAUNITED KINGDOM- Phone
- +4402076534000
-
Complaints Contact
4th Floor100 BishopsgateLondonEC2N 4AAUNITED KINGDOM- Phone
- +442076534000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
-
Private Investment Funds
-
Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Illya Zyskind
IRN IXZ01045
- [FCA CF] Client dealing (24 Feb 2020 to 1 Apr 2023)
-
Jack Adamson
IRN JXA00451
- [FCA CF] Client dealing (7 Oct 2022 to 1 Apr 2023)
-
James Anthony Edward Rous
IRN JAR01154
- [FCA CF] Client dealing (1 Nov 2021 to 1 Apr 2023)
-
James Bailey
IRN JXB00997
- [FCA CF] Client dealing (1 Mar 2022 to 1 Apr 2023)
-
James George Macdonald
IRN JXM20732
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2023)
- CF30 Customer (1 Oct 2019 to 8 Dec 2019)
-
James Jackson Brace
IRN JJB01196
- SMF27 Partner (9 Dec 2019 to 1 Apr 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2023)
- CF4 Partner (2 Apr 2012 to 8 Dec 2019)
-
James Jordan Heyworth Kitson
IRN JJK01030
- CF4 Partner (2 Apr 2012 to 3 May 2013)
-
James Neilson Pettigrew
IRN JNP01022
- SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Apr 2023)
- CF2 Non Executive Director (7 Mar 2017 to 8 Dec 2019)
-
James Paul Jack Pettit
IRN JXP06730
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2023)
- CF30 Customer (29 Sep 2018 to 8 Dec 2019)
-
James Robert Peoples
IRN JXP02030
- CF30 Customer (16 Jul 2013 to 6 Jun 2016)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.