Bloomberg Tradebook Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Michael Matthew Way
IRN MMW01045
- CF30 Customer (2 Jan 2009 to 5 Jun 2015)
Myles Bullock
IRN MXB02414
- CF30 Customer (20 Aug 2015 to 27 Feb 2017)
Nathan Jolly
IRN NXJ01172
- CF30 Customer (4 May 2010 to 20 Aug 2010)
Nicholas John Reginald Wright
IRN NJW01082
- CF1 Director (1 Dec 2001 to 4 Dec 2001)
Nicola Alexandra Acton
IRN NXA01279
- CF30 Customer (13 Oct 2009 to 10 Mar 2010)
Nicolas Claude Daniel Pierrel
IRN NCP01052
- CF30 Customer (4 Jan 2016 to 27 Feb 2017)
Nikhill Joshi
IRN NXJ01277
- CF30 Customer (11 Jun 2015 to 27 Feb 2017)
Nirav Desai
IRN NXD01504
- CF30 Customer (29 Aug 2017 to 3 Jan 2018)
Nishad Joseph Vallonthaiel
IRN NJV01021
- CF30 Customer (9 Dec 2008 to 21 Sep 2009)
Oliver Callington
IRN OXC01085
- CF30 Customer (16 Jan 2015 to 3 Nov 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.