Bloomberg Tradebook Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Paul Alan Arnold
IRN PAA01102
- CF30 Customer (24 Feb 2015 to 27 Feb 2017)
Paula Stephanie Fry
IRN PSF01019
- CF30 Customer (8 Mar 2016 to 27 Feb 2017)
Peter Jonathan Howard
IRN PJH01198
- CF30 Customer (10 Apr 2012 to 30 Nov 2017)
Philip Richard Hulse
IRN PRH01108
- CF30 Customer (1 Nov 2007 to 10 Jan 2011)
- CF26 Customer Trading (1 Jun 2007 to 31 Oct 2007)
Raymond Tierney
IRN RXT01466
- CF1 Director (18 May 2010 to 12 Jun 2015)
- CF3 Chief Executive (18 May 2010 to 12 Jun 2015)
Ricardo Villafuerte Abrego
IRN RXV01276
- CF30 Customer (7 Aug 2015 to 3 Jan 2018)
Richard Andrew Barnard
IRN RAB01343
- CF30 Customer (1 Nov 2007 to 17 Aug 2009)
- CF26 Customer Trading (6 Jun 2007 to 31 Oct 2007)
Richard Anthony Lawson Laursen-Braham
IRN RAL01128
- CF1 Director (5 Aug 2005 to 12 Dec 2006)
Robert Alexander Buxton
IRN RXB02435
- CF30 Customer (8 Apr 2015 to 21 Jun 2016)
Robert Arthur Cohen
IRN RAC01301
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Sep 2024)
- CF11 Money Laundering Reporting (1 Oct 2019 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.