Bloomberg Tradebook Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Robert James Hunt
IRN RJH01224
- CF30 Customer (30 Sep 2010 to 19 Apr 2011)
Robert John Noyce
IRN RJN01059
- CF30 Customer (25 Feb 2011 to 28 Jul 2011)
- CF1 Director (21 Feb 2011 to 28 Jul 2011)
Rosalynd Anne Marie Bussey
IRN RXB02025
- CF30 Customer (17 Feb 2015 to 14 Aug 2017)
Sean Loel Klinkowize
IRN SLK01024
- CF11 Money Laundering Reporting (10 Oct 2007 to 31 Oct 2008)
- CF1 Director (10 Oct 2007 to 17 Mar 2009)
- CF10 Compliance Oversight (10 Oct 2007 to 31 Oct 2008)
Sebastian Jacek Burski
IRN SJB01668
- CF30 Customer (1 Apr 2015 to 3 Jan 2018)
Simon John Gard
IRN SJG01188
- CF30 Customer (17 Oct 2014 to 6 Dec 2017)
Simon Paul Clark
IRN SPC01068
- CF30 Customer (24 Jun 2014 to 1 Feb 2016)
Soren Rosenkrantz Klausen
IRN SRK01018
- CF30 Customer (10 Dec 2014 to 22 Jan 2016)
Stephen Guy Baker
IRN SGB01074
- CF1 Director (9 Sep 2002 to 19 Nov 2004)
- CF11 Money Laundering Reporting (9 Sep 2002 to 19 Nov 2004)
- CF10 Compliance Oversight (9 Sep 2002 to 19 Nov 2004)
Steven Martin Niven
IRN SXN01474
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2023)
- CF11 Money Laundering Reporting (18 Nov 2015 to 19 Aug 2019)
- CF10 Compliance Oversight (23 Jul 2014 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.