Bloomberg Tradebook Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Stuart David Carr
IRN SDC01100
- CF30 Customer (1 Nov 2007 to 30 Sep 2010)
- CF26 Customer Trading (18 Jun 2007 to 31 Oct 2007)
Stuart Thompson
IRN SXT01571
- CF30 Customer (14 Sep 2009 to 26 Nov 2010)
Terence McEvoy
IRN TXM01850
- CF30 Customer (29 Dec 2014 to 8 Oct 2015)
Thomas Joe Lee
IRN TXL01179
- CF30 Customer (28 Nov 2014 to 27 Feb 2017)
Thomas William Tyler
IRN TWT01010
- CF30 Customer (19 Jan 2011 to 8 Aug 2014)
Trevor James Mallinson
IRN TXM00195
- SMF3 Executive Director (since 25 Apr 2024)
- SMF1 Chief Executive (since 25 Apr 2024)
Tulani St Hilaire
IRN TXS03858
- SMF16 Compliance Oversight (17 Jan 2023 to 6 Dec 2023)
Willem Botha
IRN WJB01104
- CF30 Customer (16 Jan 2015 to 1 Sep 2017)
William Nicolas Gourhant
IRN WNG00003
- CF30 Customer (16 Jun 2014 to 6 Dec 2017)
Zhiliang LI
IRN ZXL01040
- CF30 Customer (4 Nov 2014 to 5 Nov 2015)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.