Bloomberg Tradebook Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Hubert Kos
IRN HXK01297
- CF30 Customer (28 Nov 2011 to 18 Feb 2013)
Ian Robert Mills
IRN IRM01058
- CF30 Customer (1 Nov 2007 to 3 Jan 2018)
- CF26 Customer Trading (17 May 2007 to 31 Oct 2007)
Imola Barabas
IRN IXB01415
- CF30 Customer (15 Dec 2014 to 3 Jan 2018)
Irene Bermont
IRN IXB01208
- CF30 Customer (11 Mar 2013 to 8 Aug 2014)
Jade Barot
IRN JXB03021
- CF30 Customer (5 Sep 2017 to 3 Jan 2018)
James Andrew Lambi
IRN JAL01209
- CF30 Customer (1 Nov 2007 to 6 Aug 2010)
- CF26 Customer Trading (17 Nov 2006 to 31 Oct 2007)
James Michael Madden
IRN JMM01412
- CF30 Customer (17 Jun 2014 to 12 Jun 2017)
Jason Spencer Need
IRN JSN01019
- CF30 Customer (3 Dec 2014 to 27 Feb 2017)
Jens Petter Steen
IRN JPS01179
- CF30 Customer (2 Nov 2007 to 31 Dec 2008)
John Edward Elliott
IRN JEE01041
- CF30 Customer (19 Sep 2014 to 3 Jan 2018)
- CF1 Director (29 Jan 2007 to 14 Feb 2011)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.