Bloomberg Tradebook Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Johnny Ying Kit Pang
IRN JYP01005
- CF30 Customer (24 Dec 2014 to 27 Feb 2017)
Jose Manuel Prado
IRN JMP01140
- CF30 Customer (1 Nov 2007 to 12 Mar 2012)
- CF26 Customer Trading (6 Jun 2007 to 31 Oct 2007)
Justin Osman Boyacioglu
IRN JOB01019
- CF30 Customer (20 Oct 2010 to 29 Jun 2012)
Katherine Parker
IRN KXP01509
- CF30 Customer (2 Feb 2015 to 25 Nov 2016)
Ken Napolitano
IRN KXN01097
- CF1 Director (22 Mar 2005 to 17 Mar 2009)
Kevin Michael Foley
IRN KMF01011
- CF3 Chief Executive (1 Dec 2001 to 23 Apr 2004)
- CF8 Apportionment and Oversight (1 Dec 2001 to 23 Apr 2004)
- CF1 Director (1 Dec 2001 to 23 Apr 2004)
Kim Bang
IRN KXB01392
- CF1 Director (14 May 2004 to 18 May 2010)
- CF8 Apportionment and Oversight (14 May 2004 to 31 Oct 2007)
- CF3 Chief Executive (14 May 2004 to 18 May 2010)
Lee Brian Underhill
IRN LBU01000
- CF30 Customer (13 Jan 2010 to 7 Mar 2014)
Lisa Packham
IRN LXP01102
- CF11 Money Laundering Reporting (26 Nov 2004 to 30 Jul 2007)
- CF10 Compliance Oversight (26 Nov 2004 to 30 Jul 2007)
- CF1 Director (30 Sep 2004 to 14 Feb 2011)
Lucy Janine Sharma
IRN LJG01040
- CF30 Customer (1 Jul 2013 to 8 Aug 2014)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.