Blevins Franks Financial Management Limited

Date authorised
1 April 2013
Companies House
03048100
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Blevins Franks Financial Management Limited
    28 St. James's Square
    London
    Westminster
    SW1Y 4JH
    UNITED KINGDOM
    Phone
    +4402073895220
    Web
    http://www.blevinsfranks.com

  • Complaints Contact

    Blevins Franks Financial Management Limited
    28, St James's Square
    London
    United Kingdom
    SW1Y 4JH
    UNITED KINGDOM
    Phone
    +4402073895220

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Bowern

    IRN DJB01494

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
  • David John Calleja

    IRN DJC01475

    • CF30 Customer (16 Sep 2014 to 31 Dec 2014)
  • David Phillip Fordham

    IRN DPF01030

    • CF22 Investment Adviser (Trainee) (5 Jun 2002 to 1 Aug 2003)
  • David Simmonds Franks

    IRN DSF01017

    • Responsible for Insurance Mediation (10 Nov 2011 to 2 Apr 2012)
    • CF30 Customer (1 Nov 2007 to 2 Apr 2012)
    • CF28 Systems and controls (1 Nov 2007 to 2 Apr 2012)
    • CF13 Finance (23 Sep 2005 to 31 Oct 2007)
    • CF27 Investment Management (23 Sep 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (20 Sep 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (20 Sep 2004 to 2 Apr 2012)
    • CF10 Compliance Oversight (20 Sep 2004 to 2 Apr 2012)
    • CF1 Director (1 Dec 2001 to 2 Apr 2012)
  • Dean Anthony Parr

    IRN DAP01169

    • CF30 Customer (15 Nov 2016 to 8 Dec 2019)
  • Deborah Crossland

    IRN DXC01354

    • [FCA CF] Functions requiring qualifications (13 Sep 2021 to 26 Mar 2024)
  • Deborah Lancaster

    IRN DXL01552

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • CF30 Customer (14 Oct 2019 to 8 Dec 2019)
  • Debrah Leanne Broadfield

    IRN DXB02280

    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
  • Duncan Shaun Sandbrook

    IRN DSS01041

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 18 Jul 2025)
    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • Duncan William Campbell

    IRN DMC00048

    • CF1 Director (1 Dec 2001 to 16 Aug 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.