David Simmonds Franks

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blevins Franks Financial Management Limited (no longer approved here)

    FRN 179731

    • Responsible for Insurance Mediation (10 Nov 2011 to 2 Apr 2012)
    • CF28 Systems and controls (1 Nov 2007 to 2 Apr 2012)
    • CF30 Customer (1 Nov 2007 to 2 Apr 2012)
    • CF27 Investment Management (23 Sep 2005 to 31 Oct 2007)
    • CF13 Finance (23 Sep 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (20 Sep 2004 to 2 Apr 2012)
    • CF8 Apportionment and Oversight (20 Sep 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (20 Sep 2004 to 2 Apr 2012)
    • CF1 Director (1 Dec 2001 to 2 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.