Blevins Franks Financial Management Limited

Date authorised
1 April 2013
Companies House
03048100
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Blevins Franks Financial Management Limited
    28 St. James's Square
    London
    Westminster
    SW1Y 4JH
    UNITED KINGDOM
    Phone
    +4402073895220
    Web
    http://www.blevinsfranks.com

  • Complaints Contact

    Blevins Franks Financial Management Limited
    28, St James's Square
    London
    United Kingdom
    SW1Y 4JH
    UNITED KINGDOM
    Phone
    +4402073895220

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arthur Livingstone Cunningham

    IRN ALC01064

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Mar 2007 to 31 Oct 2007)
  • Bradley Martin Spencer Warden

    IRN BMW01042

    • CF30 Customer (2 Nov 2009 to 8 Dec 2019)
  • Brendan Charles Walter Cleary

    IRN BCC01040

    • CF30 Customer (8 Oct 2016 to 27 Sep 2019)
  • Brett Hanson

    IRN BXH01305

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
  • Brian Henry Terry

    IRN BHT00003

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 31 Dec 2023)
    • CF30 Customer (17 Mar 2015 to 8 Dec 2019)
  • Callum Neil Girvan

    IRN CNG01004

    • [FCA CF] Significant management (1 Dec 2020 to 28 Jun 2024)
  • Carla Liliana Frendo

    IRN CLF01054

    • CF30 Customer (30 Jan 2017 to 2 May 2018)
  • Carol Baker Campbell

    IRN CBC00001

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • CF30 Customer (10 Oct 2011 to 8 Dec 2019)
  • Cathal Rochford

    IRN CXR01770

    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • Charlene Musu

    IRN CXM02169

    • CF30 Customer (12 Jun 2012 to 27 Mar 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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