Blevins Franks Financial Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Blevins Franks Financial Management Limited28 St. James's SquareLondonWestminsterSW1Y 4JHUNITED KINGDOM- Phone
- +4402073895220
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Complaints Contact
Blevins Franks Financial Management Limited28, St James's SquareLondonUnited KingdomSW1Y 4JHUNITED KINGDOM- Phone
- +4402073895220
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christian Buhagiar
IRN CXB02461
- CF30 Customer (29 Apr 2016 to 27 Sep 2016)
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Christopher John McCann
IRN CJM01356
- CF30 Customer (12 Dec 2007 to 8 Dec 2019)
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Claire Naomi Harnett
IRN CNJ00005
- [FCA CF] Functions requiring qualifications (1 Dec 2020 to 30 Apr 2023)
- CF30 Customer (22 Mar 2016 to 8 Dec 2019)
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Colin Leigh-Higgott
IRN CXH00099
- CF30 Customer (17 Jun 2016 to 26 Dec 2018)
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Cristina Caruana
IRN CXM02170
- CF30 Customer (11 Jun 2012 to 8 Dec 2019)
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Daniel Reginald Henderson
IRN DRH01122
- CF30 Customer (8 May 2014 to 8 Dec 2019)
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David Allan Ireson-Hughes
IRN DAH00067
- CF21 Investment Adviser (2 Oct 2003 to 4 Aug 2006)
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David Augustine Morley
IRN DXM00423
- [FCA CF] Significant management (since 1 Dec 2020)
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David Baldacchino
IRN DXB02654
- CF30 Customer (9 May 2016 to 12 Oct 2016)
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David Goodall
IRN DXG00041
- CF30 Customer (4 Mar 2008 to 26 Feb 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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TJM WEALTH MANAGEMENT LTD (no longer appointed)
FRN 918937 · Appointed 3 Jan 2020 · Until 20 Jul 2021 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.