BLACKTOWER FINANCIAL MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
03500648
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fetcham Park House
    Lower Road
    Fetcham
    Leatherhead
    Surrey
    KT22 9HD
    UNITED KINGDOM
    Phone
    +4401372844344
    Web
    https://www.blacktowerfm.com

  • Complaints Contact

    Fetcham Park House
    Lower Road
    Fetcham
    Leatherhead
    Surrey
    KT22 9HD
    UNITED KINGDOM
    Phone
    +4401372844344

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Dunhill

    IRN BXD00011

    • CF3 Chief Executive (AR) (16 Apr 2024 to 13 Nov 2025)
    • CF30 Customer (21 Oct 2020 to 12 Dec 2023)
    • [FCA CF] Client dealing (9 Oct 2020 to 11 Nov 2020)
  • Bruce Roger Dundas

    IRN BRD00002

    • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
    • CF21 Investment Adviser (5 Nov 2004 to 31 Oct 2007)
  • Carole Jackson

    IRN CXJ00017

    • CF30 Customer (20 May 2009 to 10 Sep 2010)
  • Catherine Bucki

    IRN CXB00858

    • CF30 Customer (7 Nov 2023 to 12 Jul 2024)
    • [FCA CF] Functions requiring qualifications (1 May 2022 to 12 Jul 2024)
    • [FCA CF] Client dealing (1 May 2022 to 12 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (1 May 2022 to 12 Jul 2024)
  • Christopher Griffin

    IRN CXG00556

    • [FCA CF] Functions requiring qualifications (24 Oct 2024 to 20 Jan 2026)
    • [FCA CF] Client dealing (24 Oct 2024 to 20 Jan 2026)
  • Christopher James Emmott

    IRN CJE01070

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 20 Jun 2025)
  • Christopher Matthew Brown

    IRN CMB01263

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (since 30 Jan 2025)
    • CF30 Customer (since 29 Jan 2025)
  • Claire Taylor

    IRN CXL77607

    • [FCA CF] Client dealing (29 Jul 2024 to 20 Aug 2024)
    • [FCA CF] Functions requiring qualifications (29 Jul 2024 to 20 Aug 2024)
  • Daniel Goggin

    IRN DXG01709

    • CF30 Customer (27 Sep 2018 to 8 Dec 2019)
  • Daniel Joseph Skelton

    IRN DJS01389

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 26 Mar 2026)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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