BLACKTOWER FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  Fetcham Park House

  Lower Road

  Fetcham

  Leatherhead

  Surrey

  KT22 9HD

  UNITED KINGDOM

  Phone

  +4401372844344

  Web

  https://www.blacktowerfm.com

• Complaints Contact

  Fetcham Park House

  Lower Road

  Fetcham

  Leatherhead

  Surrey

  KT22 9HD

  UNITED KINGDOM

  Phone

  +4401372844344

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alex Cockerill

  IRN AXC01191

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jan 2025)
• Amanda Stroud

  IRN AXS87671

  • SMF16 Compliance Oversight (6 Nov 2020 to 24 May 2023)
  • Responsible for Insurance Distribution (6 Nov 2020 to 24 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Nov 2020 to 24 May 2023)
  • Responsibility for MCD Intermediation (6 Nov 2020 to 24 May 2023)
• Andere Casanova Fuente

  IRN AXC00947

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 23 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 23 Nov 2022)
  • Appointed representative dealing with clients for which they require qualification (since 23 Nov 2022)
  • CF30 Customer (since 23 Nov 2022)
• Andrea Speed

  IRN AXS05067

  • [FCA CF] Client dealing (9 Dec 2023 to 25 Feb 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Feb 2026)
• Andreas Wilhelmus Jacobus Pretorius

  IRN AWP01042

  • [FCA CF] Functions requiring qualifications (18 Jan 2023 to 6 Oct 2023)
  • [FCA CF] Client dealing (18 Jan 2023 to 6 Oct 2023)
• Andrew Mallon

  IRN AXM04247

  • Appointed representative dealing with clients for which they require qualification (14 Mar 2025 to 24 Oct 2025)
  • [FCA CF] Functions requiring qualifications (14 Mar 2025 to 24 Oct 2025)
  • [FCA CF] Client dealing (14 Mar 2025 to 24 Oct 2025)
  • CF30 Customer (14 Mar 2025 to 24 Oct 2025)
• Andrew Michael Balcerkiewicz

  IRN AMB00074

  • CF30 Customer (1 Nov 2007 to 18 Mar 2008)
  • CF21 Investment Adviser (24 Feb 2003 to 31 Oct 2007)
• Andrew Neil Hammond

  IRN ANH00001

  • CF30 Customer (24 Feb 2010 to 28 Feb 2015)
• Andrew Richard Hains

  IRN ARH01142

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (30 Apr 2018 to 8 Dec 2019)
• Angela McAfee

  IRN AXM05287

  • [FCA CF] Functions requiring qualifications (7 Jul 2024 to 29 Nov 2024)
  • Appointed representative dealing with clients for which they require qualification (7 Jun 2024 to 29 Nov 2024)
  • CF30 Customer (7 Jun 2024 to 29 Nov 2024)
  • [FCA CF] Client dealing (7 Jun 2024 to 29 Nov 2024)

• PBS Ltd (no longer appointed)

  FRN 715368 · Appointed 28 Aug 2015 · Until 6 Nov 2018

No changes recorded yet.