Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (12 Feb 2025 to 21 Aug 2025)
- CF30 Customer (30 Jan 2025 to 21 Aug 2025)
-
- (1)Employed By (30 Jan 2025 to 21 Aug 2025)
-
- [FCA CF] Functions requiring qualifications (7 Jul 2024 to 29 Nov 2024)
- CF30 Customer (7 Jun 2024 to 29 Nov 2024)
- Appointed representative dealing with clients for which they require qualification (7 Jun 2024 to 29 Nov 2024)
- [FCA CF] Client dealing (7 Jun 2024 to 29 Nov 2024)
-
- Employed By (7 Jun 2024 to 21 Aug 2025)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at ALM Financial Ltd
-
controlled function added: (1)Employed By at ALM Financial Ltd