Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Starck Uberoi Wealth Ltd
FRN 846691
- 9A. Advising on P2P agreements
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 26 May 2022)
- [FCA CF] Functions requiring qualifications (since 6 Jul 2020)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2020)
- CF30 Customer (1 Dec 2015 to 8 Dec 2019)
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- (5)Employed By (23 Feb 2015 to 31 Dec 2015)
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- CF30 Customer (24 Feb 2010 to 28 Feb 2015)
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- CF30 Customer (1 Nov 2007 to 13 Apr 2010)
- CF21 Investment Adviser (26 Oct 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 May 2004 to 26 Oct 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 8 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.