Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 May 2022)
    • [FCA CF] Functions requiring qualifications (since 6 Jul 2020)
  • Alex De Silva & Co Limited (no longer approved here)

    FRN 712630

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2020)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • Alex de Silva (no longer approved here)

    FRN 200113

    • (5)Employed By (23 Feb 2015 to 31 Dec 2015)
  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 188611

    • CF30 Customer (24 Feb 2010 to 28 Feb 2015)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 13 Apr 2010)
    • CF21 Investment Adviser (26 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 May 2004 to 26 Oct 2004)
  • Alexander Hall Associates Limited (no longer approved here)

    FRN 154485

    • CF21 Investment Adviser (1 Dec 2001 to 8 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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