Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick Such

    IRN PXS00310

    • [FCA CF] Manager of certification employee (23 Mar 2023 to 19 Dec 2025)
    • [FCA CF] Client dealing (18 Mar 2021 to 19 Dec 2025)
  • Paul Alan Tuffin

    IRN PXT00135

    • [FCA CF] Significant management (18 Mar 2021 to 30 Dec 2024)
  • Paul Heinrich Juesten

    IRN PXJ00230

    • [FCA CF] Client dealing (since 14 Aug 2023)
  • Paul Jenrick

    IRN PXJ00120

    • [FCA CF] Manager of certification employee (since 10 May 2021)
    • [FCA CF] Client dealing (since 10 May 2021)
  • Paul Jeremy Heller

    IRN PXH01634

    • CF30 Customer (1 Oct 2010 to 20 Dec 2012)
  • Paul Lally

    IRN PXL00315

    • [FCA CF] Client dealing (since 4 Sep 2023)
  • Paul Morrissey

    IRN PXM02744

    • [FCA CF] Significant management (since 2 May 2022)
    • [FCA CF] Material risk taker (since 4 Jan 2022)
    • [FCA CF] Client dealing (since 4 May 2021)
    • [FCA CF] Manager of certification employee (since 4 May 2021)
  • Paul O'Donnell

    IRN PXO01121

    • CF30 Customer (1 Oct 2010 to 24 Feb 2015)
  • Paul de La Chapelle

    IRN PXD02015

    • [FCA CF] Client dealing (19 Oct 2020 to 29 Nov 2021)
  • Paula Delgado Medina

    IRN PXD02057

    • [FCA CF] Client dealing (since 27 Aug 2024)
    • [FCA CF] Manager of certification employee (since 27 Aug 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.