Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 2 May 2022)
    • [FCA CF] Material risk taker (since 4 Jan 2022)
    • [FCA CF] Client dealing (since 4 May 2021)
    • [FCA CF] Manager of certification employee (since 4 May 2021)
  • BMC UK SUBADVISOR SUPPORT LIMITED (no longer approved here)

    FRN 751070

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.