Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paula Jingyu Li

    IRN PXL09415

    • [FCA CF] Client dealing (since 20 Sep 2022)
    • [FCA CF] Manager of certification employee (since 20 Sep 2022)
  • Paulo Jacob Eapen

    IRN PJE01074

    • [FCA CF] Client dealing (21 Oct 2021 to 31 Dec 2023)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
    • CF4 Partner (13 Jul 2018 to 8 Dec 2019)
  • Peter Christopher Krause Jr

    IRN PXK01808

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • CF30 Customer (2 Jul 2016 to 8 Dec 2019)
  • Peter Edward Philips

    IRN PHP01018

    • CF30 Customer (1 Oct 2010 to 4 Feb 2011)
  • Peter Georg Mayer

    IRN PGM01067

    • CF30 Customer (1 Oct 2010 to 1 Oct 2015)
  • Peter Huston Stoll

    IRN PHS01037

    • CF1 Director (AR) (20 Oct 2011 to 31 Jul 2014)
    • CF30 Customer (1 Oct 2010 to 31 Jul 2014)
  • Peter Mossig

    IRN PXM02642

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 22 Mar 2022)
    • [FCA CF] Client dealing (18 Mar 2021 to 22 Mar 2022)
    • CF30 Customer (1 Jul 2018 to 8 Dec 2019)
  • Peter Van Alstyne

    IRN PXV00064

    • [FCA CF] Manager of certification employee (since 23 Mar 2023)
    • [FCA CF] Client dealing (since 20 Sep 2022)
  • Peter-Wilhelm Leo Severin Rupert Maria Werhahn

    IRN PXW09074

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • CF30 Customer (5 Dec 2018 to 8 Dec 2019)
  • Petya Petrova

    IRN PXP01835

    • [FCA CF] Manager of certification employee (since 27 May 2022)
    • [FCA CF] Client dealing (since 27 May 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.