Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Schoemer

    IRN NXS41254

    • [FCA CF] Manager of certification employee (since 3 Mar 2025)
    • [FCA CF] Client dealing (since 3 Mar 2025)
  • Nicholas Tansley

    IRN NAT01019

    • CF30 Customer (17 Feb 2015 to 1 Oct 2015)
  • Nick Anthony Robin Porter

    IRN NXP00117

    • [FCA CF] Client dealing (since 15 Jun 2020)
    • [FCA CF] Manager of certification employee (since 15 Jun 2020)
  • Nick Ittershagen

    IRN NXI00066

    • [FCA CF] Client dealing (since 28 Jul 2025)
  • Niclas Nicolae

    IRN NXN00051

    • [FCA CF] Manager of certification employee (25 Mar 2024 to 13 Feb 2026)
    • [FCA CF] Client dealing (10 May 2021 to 13 Feb 2026)
  • Nicola Drummy

    IRN NXD89757

    • [FCA CF] Manager of certification employee (since 23 Mar 2023)
    • [FCA CF] Client dealing (since 12 Jul 2022)
  • Nicola Simone Paolo Morandi

    IRN NXM01163

    • [FCA CF] Material risk taker (since 9 Feb 2023)
    • [FCA CF] Client dealing (since 9 Nov 2020)
    • [FCA CF] Manager of certification employee (since 9 Nov 2020)
    • [FCA CF] Significant management (since 9 Nov 2020)
  • Nicolas Beltran Osorio Letelier

    IRN NXO18536

    • [FCA CF] Client dealing (18 Mar 2021 to 28 Jul 2024)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 28 Jun 2024)
    • CF30 Customer (14 Aug 2019 to 8 Dec 2019)
  • Nicolas Cornelis Dupuis

    IRN NCD01033

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 May 2020)
  • Nicolo' Ceschi A Santa Croce

    IRN NXC00155

    • [FCA CF] Manager of certification employee (23 Mar 2023 to 29 Aug 2024)
    • [FCA CF] Client dealing (18 Mar 2021 to 29 Aug 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.