Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 Feb 2023)
    • [FCA CF] Client dealing (since 9 Nov 2020)
    • [FCA CF] Manager of certification employee (since 9 Nov 2020)
    • [FCA CF] Significant management (since 9 Nov 2020)
  • Pantheon Ventures (UK) LLP (no longer approved here)

    FRN 520240

    • CF30 Customer (19 Dec 2014 to 17 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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