Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Niels Kristian Agterhorst

    IRN NXA62311

    • [FCA CF] Manager of certification employee (25 Mar 2024 to 30 Apr 2024)
    • [FCA CF] Client dealing (5 Oct 2020 to 30 Apr 2024)
  • Nikhil Howai

    IRN NAH01123

    • [FCA CF] Client dealing (since 14 May 2025)
    • [FCA CF] Manager of certification employee (since 14 May 2025)
  • Nikhil Kumar Sharma

    IRN NXS00682

    • [FCA CF] Client dealing (since 19 Nov 2024)
    • [FCA CF] Manager of certification employee (since 19 Nov 2024)
  • Nikolas Friedrich Wilhelm Westphal

    IRN NFW01007

    • CF30 Customer (1 Oct 2010 to 9 Apr 2011)
  • Nuno Toscano Bretes da Silva

    IRN NXT00292

    • [FCA CF] Manager of certification employee (since 2 Sep 2025)
    • [FCA CF] Client dealing (since 2 Sep 2025)
  • Octavian Popescu

    IRN OXP01104

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 1 Apr 2022)
    • [FCA CF] Client dealing (18 Mar 2021 to 1 Apr 2022)
    • CF30 Customer (2 Jul 2016 to 8 Dec 2019)
  • Olga Boykova

    IRN OXB39734

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 May 2020)
  • Oliver Hilsdon

    IRN OXH01127

    • CF30 Customer (24 Apr 2018 to 6 Jan 2019)
  • Olivia Monietha Hewitt

    IRN OXH00117

    • [FCA CF] Manager of certification employee (since 21 Jul 2025)
    • [FCA CF] Client dealing (since 21 Jul 2025)
  • Olivier Franck Meyohas

    IRN OFM01001

    • [FCA CF] Client dealing (since 21 Oct 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (20 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.