Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Natacha Jamar

    IRN NXJ01309

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 31 Jul 2025)
    • [FCA CF] Client dealing (18 Mar 2021 to 31 Jul 2025)
    • CF30 Customer (2 Jul 2016 to 8 Dec 2019)
  • Neel Mandana

    IRN NXM00020

    • [FCA CF] Manager of certification employee (since 25 Mar 2024)
    • [FCA CF] Client dealing (since 24 Nov 2022)
  • Nga Tran

    IRN NXT00194

    • [FCA CF] Manager of certification employee (since 25 Mar 2024)
    • [FCA CF] Client dealing (since 28 Feb 2023)
  • Niccolo Coresi

    IRN NXC01674

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • CF30 Customer (2 Jul 2016 to 8 Dec 2019)
  • Nicholas Andrew On

    IRN NXO00029

    • [FCA CF] Manager of certification employee (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 22 Sep 2020)
  • Nicholas Francis Charles Clarke

    IRN NFC01022

    • CF30 Customer (19 Jun 2013 to 9 Aug 2013)
  • Nicholas Hull Gakena

    IRN NXG00136

    • [FCA CF] Client dealing (28 Jun 2021 to 10 Mar 2023)
  • Nicholas James Tassell

    IRN NJT01107

    • CF1 Director (AR) (18 Oct 2011 to 1 Sep 2015)
    • CF10 Compliance Oversight (16 May 2011 to 1 Sep 2015)
    • CF11 Money Laundering Reporting (16 May 2011 to 1 Sep 2015)
  • Nicholas Millington

    IRN NXM70185

    • [FCA CF] Manager of certification employee (since 1 Jul 2021)
    • [FCA CF] Client dealing (since 1 Jul 2021)
  • Nicholas Schiloff

    IRN NXS02179

    • [FCA CF] Client dealing (18 Mar 2021 to 12 Aug 2022)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 12 Aug 2022)
    • CF4 Partner (26 Jul 2018 to 9 Dec 2019)
    • CF30 Customer (17 Dec 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.