Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hyun Ho Yang

    IRN HXY00009

    • [FCA CF] Client dealing (21 Sep 2020 to 29 Mar 2021)
  • Ignacio URIBARREN MOVILLA

    IRN IXU00005

    • [FCA CF] Client dealing (since 6 Jan 2026)
  • Ilayda Ustunel

    IRN IXU00003

    • [FCA CF] Manager of certification employee (10 Feb 2022 to 19 Jun 2025)
    • [FCA CF] Client dealing (10 Feb 2022 to 19 Jun 2025)
  • Ileana Alexandra Lopez Castellanos

    IRN IXL00039

    • [FCA CF] Client dealing (29 Jun 2020 to 15 Jul 2022)
  • Ilya Altschuler

    IRN IXA88765

    • [FCA CF] Client dealing (since 13 Jan 2025)
    • [FCA CF] Manager of certification employee (since 13 Jan 2025)
  • Inaki Echave

    IRN IXE01033

    • CF30 Customer (2 Aug 2013 to 6 May 2016)
  • India Victoria Steele

    IRN IXS00117

    • [FCA CF] Manager of certification employee (since 25 Mar 2024)
    • [FCA CF] Client dealing (since 11 Oct 2021)
  • Ioana Gavrilescu

    IRN IXG00096

    • [FCA CF] Client dealing (27 Jun 2022 to 6 Feb 2026)
  • Ioanna Paschalidou

    IRN IXP01275

    • CF30 Customer (29 Jul 2015 to 18 Jun 2018)
  • Iolanda Fontova Marti

    IRN IXF00023

    • [FCA CF] Manager of certification employee (since 25 Mar 2024)
    • [FCA CF] Client dealing (since 18 Mar 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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