Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Isobel Eve Williams

    IRN IXW00108

    • [FCA CF] Manager of certification employee (11 Jul 2022 to 31 Jan 2024)
    • [FCA CF] Client dealing (11 Jul 2022 to 31 Jan 2024)
  • JENNIFER RYAN GILLIES

    IRN JRG01154

    • CF30 Customer (5 Jul 2013 to 1 Apr 2014)
  • Jack Leary

    IRN JXL00487

    • [FCA CF] Manager of certification employee (since 22 Feb 2022)
    • [FCA CF] Client dealing (since 22 Feb 2022)
  • Jacob Louis Nowack

    IRN JXN00109

    • [FCA CF] Client dealing (since 5 Aug 2024)
    • [FCA CF] Manager of certification employee (since 5 Aug 2024)
    • [FCA CF] Client dealing (9 Mar 2021 to 11 Jun 2021)
    • [FCA CF] Manager of certification employee (9 Mar 2021 to 11 Jun 2021)
  • Jad El Ajaltouni

    IRN JXE01526

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
  • Jake Spiteri

    IRN JXS04116

    • [FCA CF] Client dealing (since 27 Jan 2025)
  • Jale Evla Yilmaz

    IRN JXY00129

    • [FCA CF] Client dealing (since 15 Apr 2025)
  • James Christopher Seppala

    IRN JCS01242

    • SMF9 Chair of the Governing Body (since 20 Jun 2025)
    • [FCA CF] Client dealing (since 21 Oct 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (16 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (12 Sep 2013 to 8 Dec 2019)
  • James Jonathan Downey

    IRN JXD01071

    • [FCA CF] Client dealing (since 29 Aug 2025)
  • James Oliver Rosenfeld

    IRN JXR15002

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • CF30 Customer (17 May 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.