Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Robert Lock

    IRN JRL01126

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 22 Dec 2023)
    • [FCA CF] Client dealing (18 Mar 2021 to 22 Dec 2023)
    • CF30 Customer (10 Aug 2011 to 8 Dec 2019)
  • Jamie Karia

    IRN JXK00694

    • [FCA CF] Client dealing (since 5 Aug 2024)
    • [FCA CF] Manager of certification employee (since 5 Aug 2024)
  • Jan Thorsgaard Nielsen

    IRN JTN01007

    • CF30 Customer (1 Oct 2010 to 30 Mar 2011)
  • Jan-Christoph Daniel Walter Klein

    IRN JDK01034

    • CF30 Customer (16 Nov 2011 to 1 Oct 2015)
  • Jan-Philip Grabs

    IRN JXG00269

    • [FCA CF] Client dealing (18 Mar 2021 to 28 Jan 2022)
  • Jane C Lee

    IRN JXL00277

    • [FCA CF] Manager of certification employee (15 Feb 2021 to 14 Oct 2025)
    • [FCA CF] Client dealing (15 Feb 2021 to 14 Oct 2025)
  • Jane Elizabeth Singer

    IRN JXS16348

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 20 Aug 2021)
    • [FCA CF] Client dealing (18 Mar 2021 to 20 Aug 2021)
    • CF30 Customer (20 Jun 2019 to 8 Dec 2019)
  • Jane Valentine Bradshaw

    IRN JVB01036

    • [FCA CF] Manager of certification employee (since 9 Jun 2023)
    • [FCA CF] Client dealing (since 9 Jun 2023)
  • Janis Flurin Wolfisberg

    IRN JXW00980

    • [FCA CF] Client dealing (since 30 Oct 2023)
  • Jaro Wilbert Simon van Diepen

    IRN JXV00204

    • [FCA CF] Manager of certification employee (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 29 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.