Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jarred Amsdorf

    IRN JXA00520

    • [FCA CF] Client dealing (since 24 Apr 2023)
    • [FCA CF] Manager of certification employee (since 24 Apr 2023)
  • Jasper Johannes Bal

    IRN JXB00668

    • [FCA CF] Client dealing (29 Mar 2021 to 1 Jun 2022)
  • Javier Alejandro Hernandez-Cotton

    IRN JXH00918

    • [FCA CF] Manager of certification employee (since 23 Mar 2023)
    • [FCA CF] Client dealing (since 14 Jul 2022)
  • Javier de Castro Sevilla

    IRN JXD02554

    • [FCA CF] Client dealing (18 Mar 2021 to 30 Jun 2021)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 30 Jun 2021)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
  • Jay Owen Light

    IRN JOL01009

    • [FCA CF] Material risk taker (27 Jan 2022 to 15 Jul 2022)
    • CF2 Non Executive Director (28 May 2013 to 8 Dec 2019)
  • Jean-Christophe Dubois

    IRN JXD02445

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • CF4 Partner (15 Jun 2016 to 9 Dec 2019)
    • CF30 Customer (15 Jun 2016 to 8 Dec 2019)
  • Jean-Christophe Napoleon Bonaparte

    IRN JXN01587

    • [FCA CF] Client dealing (18 Mar 2021 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 31 Dec 2021)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
  • Jean-Michel Steg

    IRN JXS01432

    • CF4 Partner (1 Oct 2010 to 5 Apr 2012)
  • Jeanne Enriquez

    IRN JXE00243

    • [FCA CF] Client dealing (since 6 Sep 2024)
  • Jeffrey Michael Russell

    IRN JMR01197

    • CF30 Customer (1 Oct 2010 to 5 Jul 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.