Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jennifer Jihyun Lee

    IRN JXL00977

    • [FCA CF] Client dealing (since 27 Oct 2025)
    • [FCA CF] Manager of certification employee (since 27 Oct 2025)
  • Jeppe Brondum

    IRN JXB02690

    • CF4 Partner (16 Jun 2016 to 2 Dec 2016)
    • CF30 Customer (4 Feb 2011 to 2 Dec 2016)
  • Jeremie Veisse

    IRN JXV01350

    • [FCA CF] Client dealing (18 Mar 2021 to 1 Aug 2025)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 1 Aug 2025)
    • CF30 Customer (30 May 2018 to 8 Dec 2019)
  • Jessica Alice Lenehan

    IRN JXL00724

    • [FCA CF] Client dealing (since 5 Oct 2023)
    • [FCA CF] Manager of certification employee (since 5 Oct 2023)
  • Jessica Mallory Reich

    IRN JXR00548

    • [FCA CF] Client dealing (3 May 2022 to 2 Jun 2023)
  • Jessica Margaret Sgalardi

    IRN JXS00532

    • [FCA CF] Client dealing (3 Feb 2020 to 9 Mar 2022)
  • Jessica Mayer

    IRN JXM03998

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • CF30 Customer (3 Jul 2018 to 8 Dec 2019)
  • Jessica Yee-Ting Hung

    IRN JXH00733

    • [FCA CF] Manager of certification employee (25 Mar 2024 to 21 Jun 2024)
    • [FCA CF] Client dealing (30 Sep 2021 to 21 Jun 2024)
  • Jiahui Zhou

    IRN JXZ00092

    • [FCA CF] Client dealing (since 19 Mar 2025)
  • Jiaxi Zhang

    IRN JXZ00083

    • [FCA CF] Client dealing (since 15 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.