Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jing Jing Jenny Wang

    IRN JXW14808

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 2 Apr 2021)
    • [FCA CF] Client dealing (18 Mar 2021 to 2 Apr 2021)
    • CF30 Customer (14 May 2019 to 8 Dec 2019)
  • Jing Ting Soh

    IRN JXS01553

    • [FCA CF] Client dealing (since 11 Aug 2025)
  • Jitesh Kishorekumar Gadhia

    IRN JXG01237

    • CF30 Customer (1 Oct 2010 to 23 Mar 2015)
  • Joanna Katarzyna Antkowiak

    IRN JKA01033

    • [FCA CF] Client dealing (18 Mar 2021 to 20 Oct 2021)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 20 Oct 2021)
    • CF30 Customer (2 Jul 2016 to 8 Dec 2019)
  • Joao Pedro Pinheiro Barbosa

    IRN JXP00520

    • [FCA CF] Manager of certification employee (since 18 Oct 2021)
    • [FCA CF] Client dealing (since 18 Oct 2021)
  • Johan Lilliehook

    IRN JXL02230

    • CF30 Customer (31 Jan 2017 to 8 Dec 2019)
    • CF4 Partner (31 Jan 2017 to 9 Dec 2019)
  • John Joseph Studzinski

    IRN JJS01059

    • CF4 Partner (1 Oct 2010 to 10 Sep 2018)
    • CF30 Customer (1 Oct 2010 to 10 Sep 2018)
  • John Karam

    IRN JXK00318

    • [FCA CF] Manager of certification employee (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 5 Jul 2023)
  • John Khay-Yan Wong

    IRN JKW01073

    • CF30 Customer (20 Sep 2011 to 26 Apr 2019)
  • John Paul Lynch

    IRN JXL00983

    • [FCA CF] Manager of certification employee (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 10 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.