Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (8 Nov 2018 to 8 Dec 2019)
  • Blackstone Europe LLP (no longer approved here)

    FRN 520839

    • CF4 Partner (1 Oct 2010 to 10 Sep 2018)
    • CF30 Customer (1 Oct 2010 to 10 Sep 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF19 Significant Mgt (Financial Resources) (13 Aug 2003 to 30 Sep 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Jun 2003 to 30 Sep 2006)
    • CF17 Significant Mgt (Other Business Operations) (2 Jun 2003 to 30 Sep 2006)
    • CF21 Investment Adviser (2 Jun 2003 to 30 Sep 2006)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
    • CF1 Director (1 Dec 2001 to 9 May 2003)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • CF1 Director (1 Dec 2001 to 9 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.