Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (8 Nov 2018 to 8 Dec 2019)
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- CF4 Partner (1 Oct 2010 to 10 Sep 2018)
- CF30 Customer (1 Oct 2010 to 10 Sep 2018)
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- CF19 Significant Mgt (Financial Resources) (13 Aug 2003 to 30 Sep 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (2 Jun 2003 to 30 Sep 2006)
- CF17 Significant Mgt (Other Business Operations) (2 Jun 2003 to 30 Sep 2006)
- CF21 Investment Adviser (2 Jun 2003 to 30 Sep 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
- CF1 Director (1 Dec 2001 to 9 May 2003)
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- CF1 Director (1 Dec 2001 to 9 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.