Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Kai Wai Ho

    IRN GXH00172

    • [FCA CF] Client dealing (18 Mar 2021 to 12 Aug 2022)
  • Gaspard Ludovic Baroudel

    IRN GXG00311

    • [FCA CF] Client dealing (since 28 Aug 2024)
  • Gaurav Baruah

    IRN GXB00233

    • [FCA CF] Client dealing (18 Mar 2021 to 26 Sep 2025)
    • [FCA CF] Manager of certification employee (18 Mar 2021 to 26 Sep 2025)
  • Gemma Nandita Kataky

    IRN GNK01016

    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • CF4 Partner (16 Jun 2016 to 9 Dec 2019)
    • CF30 Customer (16 Jun 2015 to 8 Dec 2019)
  • Geoffrey William James Bailhache

    IRN GWB01068

    • [FCA CF] Significant management (18 Mar 2021 to 30 Apr 2021)
    • SMF16 Compliance Oversight (5 Feb 2020 to 6 Mar 2020)
    • CF30 Customer (15 Jan 2018 to 10 Jun 2019)
    • CF4 Partner (16 Jun 2016 to 9 Dec 2019)
    • CF10 Compliance Oversight (7 Apr 2011 to 19 May 2011)
    • CF11 Money Laundering Reporting (7 Apr 2011 to 19 May 2011)
  • George Vesey Charles Tidbury

    IRN GVT01007

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 10 Oct 2022)
    • [FCA CF] Client dealing (18 Mar 2021 to 10 Oct 2022)
    • CF30 Customer (21 Aug 2019 to 8 Dec 2019)
  • Georgina Lucy Matthews

    IRN GLB01072

    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Manager of certification employee (since 18 Mar 2021)
    • CF30 Customer (27 Dec 2018 to 8 Dec 2019)
  • Georgios Zepos

    IRN GXZ00022

    • [FCA CF] Client dealing (since 23 Apr 2025)
  • Gerard Martin Murphy

    IRN GMM01068

    • CF3 Chief Executive (1 Oct 2010 to 6 Dec 2019)
    • CF30 Customer (1 Oct 2010 to 6 Dec 2019)
    • CF4 Partner (1 Oct 2010 to 6 Dec 2019)
    • CF2 Non Executive Director (1 Oct 2010 to 1 Oct 2010)
  • Gerrit Loots

    IRN GXL00233

    • [FCA CF] Manager of certification employee (since 17 Jan 2023)
    • [FCA CF] Client dealing (since 17 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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