Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (18 Mar 2021 to 30 Apr 2021)
- SMF16 Compliance Oversight (5 Feb 2020 to 6 Mar 2020)
- CF30 Customer (15 Jan 2018 to 10 Jun 2019)
- CF4 Partner (16 Jun 2016 to 9 Dec 2019)
- CF10 Compliance Oversight (7 Apr 2011 to 19 May 2011)
- CF11 Money Laundering Reporting (7 Apr 2011 to 19 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.