Date authorised
1 April 2013
Companies House
OC352581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Berkeley Square
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +4402074514000
  • Complaints Contact

    40 Berkeley Square
    London
    London
    W1J 5AL
    UNITED KINGDOM
    Phone
    +442074514000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Giacomo Carraro

    IRN GXC88767

    • [FCA CF] Manager of certification employee (since 23 Mar 2023)
    • [FCA CF] Client dealing (since 25 Jan 2021)
  • Gil Anne Patrick Badart

    IRN GXB01807

    • CF4 Partner (2 Jul 2019 to 9 Dec 2019)
    • CF30 Customer (1 Jul 2018 to 8 Dec 2019)
  • Gilad Palley

    IRN GXP00198

    • [FCA CF] Client dealing (28 Jun 2021 to 2 Aug 2023)
  • Giorgia CARUSO

    IRN GXC02151

    • [FCA CF] Client dealing (1 May 2020 to 27 Jan 2023)
  • Giorgia Vanin

    IRN GXV00060

    • [FCA CF] Client dealing (25 Apr 2023 to 8 Jul 2024)
  • Giorgio Francesco Montobbio

    IRN GXM00441

    • [FCA CF] Manager of certification employee (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 5 Apr 2022)
  • Giovanni Cattani

    IRN GXC00345

    • [FCA CF] Client dealing (27 Jan 2022 to 18 Aug 2023)
  • Giulia Grossi

    IRN GXG00342

    • [FCA CF] Client dealing (since 25 Apr 2025)
  • Giuseppe Di Stefano

    IRN GXD00442

    • [FCA CF] Manager of certification employee (since 24 Sep 2025)
    • [FCA CF] Client dealing (since 24 Sep 2025)
  • Gonzalo Suarez Garcia

    IRN GXS00258

    • [FCA CF] Manager of certification employee (since 25 Mar 2022)
    • [FCA CF] Client dealing (since 18 Mar 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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