BlackRock Life Limited

• Principal Place of Business

  12 Throgmorton Avenue

  LONDON

  EC2N 2DL

  UNITED KINGDOM

  Phone

  +4402077433000

  Web

  https://www.blackrock.com

• Complaints Contact

  12 Throgmorton Avenue

  LONDON

  EC2N 2DL

  UNITED KINGDOM

  Phone

  +442077433000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For Eligible Counterparty, Professional, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For Eligible Counterparty, Professional, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles David Pickup

  IRN CDP01018

  • CF12 Actuarial (1 Dec 2001 to 10 Jan 2011)
• Christine Wright

  IRN CXW01238

  • CF11 Money Laundering Reporting (10 Dec 2010 to 2 Oct 2012)
• Christopher David Sutton

  IRN CDS01069

  • CF1 Director (6 Oct 2003 to 23 Mar 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (21 Jan 2003 to 6 Oct 2003)
• Christopher Grant

  IRN CXG33032

  • [PRA CF] Key function holder (10 Dec 2018 to 16 Sep 2020)
• Christopher John Rimmer

  IRN CJR01105

  • CF1 Director (5 Dec 2007 to 30 Oct 2009)
  • CF29 Significant management (1 Nov 2007 to 30 Oct 2009)
  • CF16 Significant Mgt (Desgntd Investment Business) (23 Oct 2007 to 31 Oct 2007)
• Claire Elizabeth Catherine Finn

  IRN CEF01055

  • CF1 Director (31 Aug 2016 to 7 Feb 2018)
• Colin Roy Thomson

  IRN CRT01027

  • CF28 Systems and controls (25 Feb 2010 to 4 Dec 2015)
• Daniela McCarthy

  IRN DXM01362

  • CF13 Finance (1 Dec 2001 to 11 Mar 2003)
• Daryl Kaye

  IRN DXK01797

  • SMF17 Money Laundering Reporting Officer (MLRO) (12 Feb 2021 to 23 Sep 2024)
• David Andrew Fitzharris

  IRN DAF01070

  • CF10 Compliance Oversight (29 May 2015 to 2 Sep 2016)

No changes recorded yet.