BlackRock Investment Management (UK) Limited

Date authorised
1 April 2013
Companies House
02020394
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Throgmorton Avenue
    London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000
    Web
    https://www.blackrock.com

  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +442077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Life Policy

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Herbert Loehnert

    IRN PHL01031

    • (1163)[FCA CF] Material risk taker (26 Jul 2021 to 30 Sep 2021)
    • (1162)[FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2020)
    • (1164)[FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
    • (1161)CF30 Customer (29 Jun 2011 to 8 Dec 2019)
  • Peter Hunt

    IRN PEH01032

    • (1296)CF30 Customer (15 Jun 2016 to 27 Sep 2018)
  • Peter Isoken Efosa Jegunma

    IRN PIJ01009

    • (14)CF30 Customer (25 Mar 2017 to 15 Nov 2019)
  • Peter James Wasko

    IRN PJW01127

    • (2297)CF27 Investment Management (1 Dec 2001 to 1 Jul 2004)
  • Peter John Cannon

    IRN PJC01195

    • (708)CF27 Investment Management (1 Dec 2001 to 24 Jul 2002)
  • Peter John Gibbs

    IRN PJG01084

    • (503)CF16 Significant Mgt (Desgntd Investment Business) (6 Feb 2003 to 25 Feb 2004)
    • (506)CF1 Director (1 Dec 2001 to 31 May 2005)
    • (505)CF3 Chief Executive (1 Dec 2001 to 31 May 2005)
    • (504)CF8 Apportionment and Oversight (1 Dec 2001 to 31 May 2005)
  • Peter John Sanderson

    IRN PJS01391

    • (877)CF29 Significant management (7 Mar 2013 to 28 Nov 2017)
    • (876)CF30 Customer (1 Nov 2007 to 9 Jul 2012)
    • (878)CF27 Investment Management (6 Jun 2007 to 31 Oct 2007)
  • Peter Kevin Rosenbauer

    IRN PKR01026

    • (843)CF30 Customer (1 Nov 2007 to 15 Jun 2012)
    • (844)CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
  • Peter Konstantinov Vulchev

    IRN PKV01012

    • (69)CF30 Customer (16 May 2015 to 24 Jan 2017)
  • Peter MacGregor Winning

    IRN PXW23273

    • (700)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1212)CF30 Customer (6 Nov 2019 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (718)SMF18 Other Overall Responsibility

  2. controlled function added: (717)SMF18 Other Overall Responsibility

  3. controlled function added: (716)[FCA CF] Significant management

  4. controlled function added: (715)[FCA CF] Significant management

  5. controlled function added: (714)SMF18 Other Overall Responsibility

  6. controlled function added: (713)[FCA CF] Significant management

  7. controlled function added: (712)[FCA CF] Manager of certification employee

  8. controlled function added: (711)[FCA CF] Significant management

  9. controlled function added: (710)SMF18 Other Overall Responsibility

  10. controlled function added: (709)[FCA CF] Manager of certification employee

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