Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (26 Jul 2021 to 30 Sep 2021)
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2020)
- CF30 Customer (29 Jun 2011 to 8 Dec 2019)
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- [FCA CF] Material risk taker (26 Jul 2021 to 30 Sep 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2020)
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
- CF30 Customer (29 Jun 2011 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2020)
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
- CF30 Customer (29 Jun 2011 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2020)
- CF30 Customer (10 Jan 2014 to 8 Dec 2019)
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- CF30 Customer (12 Jun 2009 to 25 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.