Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIL Pensions Management
FRN 144345
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 3 Jul 2023)
- CF30 Customer (6 Nov 2018 to 8 Dec 2019)
- CF16 Significant Mgt (Desgntd Investment Business) (6 Dec 2004 to 28 Apr 2006)
- CF27 Investment Management (1 Dec 2001 to 28 Apr 2006)
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- CF30 Customer (15 Jun 2016 to 27 Sep 2018)
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- CF30 Customer (15 Jun 2016 to 27 Sep 2018)
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- CF30 Customer (15 Jun 2016 to 27 Sep 2018)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 28 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.