BlackRock Investment Management (UK) Limited

FRN: 119293
Date authorised: 1 April 2013
Companies House: 02020394
Last scraped: 5 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

12 Throgmorton Avenue

London

EC2N 2DL

UNITED KINGDOM

Phone

+4402077433000

Web

https://www.blackrock.com
Complaints Contact

Blackrock

12 Throgmorton Avenue

London

City Of London

EC2N 2DL

UNITED KINGDOM

Phone

+442077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Professional, Eligible Counterparty
Investment Advice (no pensions)

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Retail (Non-Investment Insurance), Life Policy
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Richard Julian Western Milliken
IRN RJM01276
- (1424)CF27 Investment Management (1 Dec 2001 to 5 Aug 2003)
Richard Kirk Wood
IRN RKW01023
- (718)SMF18 Other Overall Responsibility (since 20 Jan 2026)
- (2429)[FCA CF] Material risk taker (13 Dec 2022 to 24 Feb 2026)
- (2428)[FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2026)
- (2430)[FCA CF] Manager of certification employee (9 Dec 2019 to 24 Feb 2026)
- (2427)CF30 Customer (22 Feb 2010 to 8 Dec 2019)
Richard Lee Wilding
IRN RXW19499
- (1251)[FCA CF] Manager of certification employee (5 Apr 2023 to 18 Dec 2023)
- (1250)[FCA CF] Material risk taker (9 Dec 2019 to 12 Feb 2021)
- (1252)[FCA CF] CASS oversight function (9 Dec 2019 to 6 Mar 2023)
- (1249)CF10a CASS Oversight function (27 Nov 2019 to 8 Dec 2019)
Richard Mark Plackett
IRN RMP01045
- (465)CF30 Customer (1 Nov 2007 to 17 Dec 2015)
- (466)CF27 Investment Management (22 Nov 2002 to 31 Oct 2007)
Richard Morillot
IRN RXM02253
- (2149)CF30 Customer (13 Jan 2012 to 2 Apr 2013)
Richard Neale Bryant
IRN RNB01067
- (87)CF30 Customer (17 Sep 2014 to 8 Dec 2019)
Richard Peter Bravery
IRN RXB00165
- (657)[FCA CF] Manager of certification employee (since 19 Mar 2025)
- (1849)[FCA CF] Significant management (9 Dec 2019 to 24 Feb 2025)
Richard Pooley
IRN RXP01386
- (338)[FCA CF] Client dealing (since 9 Dec 2019)
- (1419)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- (1420)CF26 Customer Trading (30 Jan 2004 to 31 Oct 2007)
Richard Smith
IRN RXS00879
- (1561)[FCA CF] Manager of certification employee (31 Jan 2024 to 17 Oct 2025)
- (1560)[FCA CF] Client dealing (30 May 2023 to 17 Oct 2025)
Richard Turnill
IRN RRT01010
- (1336)CF30 Customer (1 Nov 2007 to 5 Apr 2013)
- (1338)CF16 Significant Mgt (Desgntd Investment Business) (8 Oct 2004 to 14 Feb 2006)
- (1337)CF27 Investment Management (8 Jun 2004 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Merrill Lynch Investment Services Limited (no longer appointed)
FRN 145882 · Appointed 20 Apr 1988 · Until 1 Dec 2001

Recent activity

Updates to this firm's record on the FCA register.

5 days ago
controlled function added: (618)[FCA CF] Client dealing
5 days ago
controlled function added: (617)[FCA CF] Client dealing
5 days ago
controlled function added: (616)[FCA CF] Client dealing
5 days ago
controlled function added: (615)[FCA CF] Client dealing
5 days ago
controlled function added: (614)[FCA CF] Client dealing
5 days ago
controlled function added: (613)[FCA CF] Client dealing
5 days ago
controlled function added: (612)[FCA CF] Significant management
5 days ago
controlled function added: (611)[FCA CF] Manager of certification employee
5 days ago
controlled function added: (610)[FCA CF] Client dealing
5 days ago
controlled function added: (609)[FCA CF] Significant management

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.