Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 20 Jan 2026)
    • [FCA CF] Material risk taker (13 Dec 2022 to 24 Feb 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2026)
    • CF30 Customer (22 Feb 2010 to 8 Dec 2019)
    • SMF18 Other Overall Responsibility (since 20 Jan 2026)
    • [FCA CF] Material risk taker (13 Dec 2022 to 24 Feb 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2026)
    • CF30 Customer (22 Feb 2010 to 8 Dec 2019)
    • SMF18 Other Overall Responsibility (since 20 Jan 2026)
    • [FCA CF] Material risk taker (13 Dec 2022 to 24 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Feb 2026)
    • CF30 Customer (22 Feb 2010 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 14 Apr 2025)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (1 Nov 2007 to 16 Oct 2009)
    • CF21 Investment Adviser (7 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 May 2003 to 7 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.