Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G Investment Management Limited
FRN 119328
- Director of firm who is not a certification employee or a SMF manager (since 31 Jan 2022)
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- CF30 Customer (16 Feb 2011 to 5 Apr 2013)
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- CF30 Customer (1 Dec 2009 to 5 Apr 2013)
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- CF30 Customer (20 Nov 2008 to 5 Apr 2013)
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- CF30 Customer (1 Nov 2007 to 5 Apr 2013)
- CF16 Significant Mgt (Desgntd Investment Business) (8 Oct 2004 to 14 Feb 2006)
- CF27 Investment Management (8 Jun 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.