Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Reid

    IRN ACR01102

    • [FCA CF] Client dealing (5 Dec 2023 to 21 Nov 2025)
  • Andrew STEPHENS

    IRN AJS01651

    • CF30 Customer (13 Dec 2010 to 17 Apr 2019)
  • Andrew Stephen Kocen

    IRN ASK01024

    • [FCA CF] Client dealing (10 Apr 2024 to 16 May 2025)
    • CF30 Customer (3 Feb 2017 to 8 Dec 2019)
  • Andrew William Harrison

    IRN AWH01031

    • CF30 Customer (1 Dec 2009 to 11 Dec 2013)
  • Andrii Oleksandrenko

    IRN AXO00255

    • [FCA CF] Client dealing (since 20 Jun 2023)
  • André Ferreira Lince de Faria

    IRN AXF01877

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Nov 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Nov 2025)
    • CF30 Customer (30 Jan 2015 to 8 Dec 2019)
  • Andy Thai

    IRN AXT02045

    • CF30 Customer (16 Mar 2018 to 5 Apr 2019)
  • Aneesha Nirmalan

    IRN AXN13835

    • [FCA CF] Manager of certification employee (8 Mar 2024 to 3 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jul 2025)
    • CF30 Customer (12 Apr 2019 to 8 Dec 2019)
  • Ang Zheng

    IRN AXZ01332

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2022)
    • CF30 Customer (4 Nov 2016 to 8 Dec 2019)
  • Angie Ying Chee Au-Yeung

    IRN AYA01007

    • CF30 Customer (1 Dec 2009 to 8 Sep 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.