Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G Investment Management Limited
FRN 119328
- [FCA CF] Client dealing (since 11 Feb 2026)
- [FCA CF] Manager of certification employee (since 11 Feb 2026)
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- [FCA CF] Client dealing (since 11 Feb 2026)
- [FCA CF] Manager of certification employee (since 11 Feb 2026)
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M & G Securities Limited
FRN 122057
- [FCA CF] Manager of certification employee (since 11 Feb 2026)
- [FCA CF] Client dealing (since 11 Feb 2026)
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- [FCA CF] Client dealing (5 Dec 2023 to 21 Nov 2025)
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- [FCA CF] Client dealing (5 Dec 2023 to 21 Nov 2025)
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- [FCA CF] Client dealing (5 Dec 2023 to 21 Nov 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2021)
- CF30 Customer (14 Mar 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2021)
- CF30 Customer (14 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (25 Jul 2016 to 22 Mar 2017)
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- [FCA CF] Material risk taker (7 Mar 2016 to 25 Jul 2016)
- [FCA CF] Client dealing (7 Mar 2016 to 25 Jul 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Jul 2016)
- CF30 Customer (10 May 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.