Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart David Anderson

    IRN SDA01055

    • (264)CF30 Customer (12 Mar 2009 to 21 Nov 2014)
  • Stuart Edward Reeve

    IRN SER01029

    • (381)CF30 Customer (4 Mar 2009 to 28 Jun 2019)
  • Stuart Howard Niman

    IRN SHN01008

    • (509)CF29 Significant management (23 Feb 2012 to 14 Feb 2014)
    • (508)CF30 Customer (20 Nov 2008 to 14 Feb 2014)
  • Stuart Jarvis

    IRN SJJ01080

    • (1084)CF30 Customer (1 Dec 2009 to 16 Mar 2018)
  • Stuart Patrick Wright

    IRN SPW01163

    • (302)CF30 Customer (11 Dec 2017 to 8 Dec 2019)
  • Stuart William MacDonald

    IRN SWM01059

    • (236)[FCA CF] Manager of certification employee (since 20 Jan 2026)
    • (625)CF30 Customer (25 Oct 2012 to 12 Mar 2015)
  • Sumana Manohar

    IRN SXM02597

    • (180)[FCA CF] Client dealing (since 9 Dec 2019)
    • (781)CF30 Customer (6 Jun 2019 to 8 Dec 2019)
  • Sumer Sethi

    IRN SXS03299

    • (1530)[FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
    • (1529)CF30 Customer (26 Jun 2014 to 8 Dec 2019)
  • Sunil Krishnan

    IRN SXK01507

    • (987)CF30 Customer (12 Mar 2009 to 7 Mar 2011)
  • Susan Harrison

    IRN SXH02616

    • (61)CF30 Customer (10 Jun 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (703)SMF18 Other Overall Responsibility

  2. controlled function added: (702)SMF18 Other Overall Responsibility

  3. controlled function added: (701)SMF18 Other Overall Responsibility

  4. controlled function added: (700)SMF18 Other Overall Responsibility

  5. controlled function added: (699)SMF18 Other Overall Responsibility

  6. controlled function added: (698)[FCA CF] Significant management

  7. controlled function added: (697)[FCA CF] Significant management

  8. controlled function added: (696)[FCA CF] Significant management

  9. controlled function added: (695)[FCA CF] Manager of certification employee

  10. controlled function added: (694)[FCA CF] Significant management