Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aviva Investors UK Fund Services Limited
FRN 119310
- [FCA CF] Manager of certification employee (since 1 Oct 2025)
- [FCA CF] Material risk taker (since 1 Jan 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 13 May 2020)
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Aviva Investors Global Services Limited
FRN 119178
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (9 Oct 2017 to 8 Dec 2019)
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- CF30 Customer (10 Jan 2017 to 22 Aug 2017)
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- CF30 Customer (26 Jan 2015 to 30 Sep 2016)
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- CF30 Customer (11 Apr 2013 to 19 Jan 2015)
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- CF30 Customer (1 Dec 2009 to 7 Mar 2011)
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- CF30 Customer (12 Mar 2009 to 7 Mar 2011)
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- CF30 Customer (1 Nov 2007 to 7 Mar 2011)
- CF27 Investment Management (3 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.