Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 20 Feb 2024)
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- [FCA CF] Material risk taker (9 Dec 2019 to 27 Oct 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 27 Oct 2023)
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- CF30 Customer (1 Dec 2009 to 16 Mar 2018)
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- CF30 Customer (1 Dec 2009 to 16 Mar 2018)
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- CF30 Customer (1 Nov 2007 to 16 Mar 2018)
- CF27 Investment Management (29 Mar 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.